Mar 12, 2024 · Mark Lamkin filed a suit in Kentucky state court that was bumped up to federal court this week, naming his firm, Lamkin Wealth Management, as the plaintiff against the massive independent...

Sep 10, 2019 · LPL Financial fired Mark Lamkin last year. Now the Louisville, Ken.-based adviser is fighting for his professional life.

Apr 9, 2020 · Mark Lamkin has been issued a three month suspension and a $7,500 fine by FINRA because he allegedly borrowed $1.3 million from a client.

Mar 15, 2024 · A former affiliate of LPL Financial in Kentucky has accused the giant broker-dealer of raiding the firm, saying LPL encouraged three of the ex-affiliate’s advisors to leave and take...

Jul 17, 2019 · Former LPL Financial broker Mark Lamkin is under investigation for allegedly receiving undue compensation. Ongoing case by Kentucky financial authorities.

Mar 13, 2024 · Mark Lamkin alleges that LPL Financial poached three advisors and their clients, dropping his firm from $450m to nothing overnight.

Apr 8, 2020 · Mark Lamkin, an ex-LPL Financial representative, has been suspended by the FINRA for three months. Lamkin, who is now a Calton & Associates broker, is accused of borrowing $1.3M in total from an LPL Financial Services customer between 2011 and 2017 without getting written approval from or notifying the broker-dealer.

May 27, 2020 · Mark Lamkin, Calton & Associates, LPL Finacial in Louisville, KY. Mr. Lamkin has been the subject of 7 disclosures and is currently SUSPENDED by FINRA from acting as a financial advisor.

Sep 6, 2019 · In August 2018, a customer alleged that Mark Lamkin engaged in the excessive selling of annuities, misrepresented material facts, recommended unsuitable products, and altered account profiles. This case was settled for $61,852 in damages.