Stockbroker’s itchy hand got him thinking about an old superstition suggesting it might lead to a financial windfall. GETTY IMAGES A stockbroker’s intuition — plus a little superstition ...
or provide a concierge service for clients willing to pay for the additional human touch. A robo advisor is a service offered by a brokerage firm that does not involve a human stockbroker.
PHOENIX — A Scottsdale stockbroker who defrauded an impaired client out of more than $450,000 was ordered to pay restitution, the Arizona Corporation Commission (ACC) announced Wednesday.